If in the judgment of the Commission any information required under subsection b is inapplicable to any specified class or classes of issuers, the Commission shall require in lieu thereof the submission of such other information of comparable character as it may deem applicable to such class of issuers. If the exchange authorities certify to the Commission that the security has been approved by the exchange for listing and registration, the registration shall become effective thirty days after the receipt of such certification by the Commission or within such shorter period of time as the Commission may determine.
A security registered with a national securities exchange may be withdrawn or stricken from listing and registration in accordance with the rules of the exchange and, upon such terms as the Commission may deem necessary to impose for the protection of investors, upon application by the issuer or the exchange to the Commission ; whereupon the issuer shall be relieved from further compliance with the provisions of this section and section 78m of this title and any rules or regulations under such sections as to the securities so withdrawn or stricken.
An unissued security may be registered only in accordance with such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection of investors.
Notwithstanding the foregoing provisions of this section, the Commission may by such rules and regulations as it deems necessary or appropriate in the public interest or for the protection of investors, permit securities listed on any exchange at the time the registration of such exchange as a national securities exchange becomes effective, to be registered for a period ending not later than July 1, , without complying with the provisions of this section.
The Commission may by rules and regulations, or upon application of an interested person, by order, after notice and opportunity for hearing, exempt in whole or in part any issuer or class of issuers from the provisions of subsection g of this section or from section 78m , 78n , or 78o d of this title or may exempt from section 78p of this title any officer, director, or beneficial owner of securities of any issuer, any security of which is required to be registered pursuant to subsection g hereof, upon such terms and conditions and for such period as it deems necessary or appropriate, if the Commission finds, by reason of the number of public investors, amount of trading interest in the securities, the nature and extent of the activities of the issuer, income or assets of the issuer, or otherwise, that such action is not inconsistent with the public interest or the protection of investors.
The Commission may, for the purposes of any of the above-mentioned sections or subsections of this chapter, classify issuers and prescribe requirements appropriate for each such class. In respect of any securities issued by banks and savings associations the deposits of which are insured in accordance with the Federal Deposit Insurance Act [ 12 U.
The Comptroller of the Currency, the Board of Governors of the Federal Reserve System , and the Federal Deposit Insurance Corporation shall have the power to make such rules and regulations as may be necessary for the execution of the functions vested in them as provided in this subsection.
In carrying out their responsibilities under this subsection, the agencies named in the first sentence of this subsection shall issue substantially similar regulations to regulations and rules issued by the Commission under this section and sections 78j—1 m , 78m , 78n a , 78n c , 78n d , 78n f , and 78p of this title, and sections , , , , b , , , and of this title, unless they find that implementation of substantially similar regulations with respect to insured banks and insured institutions are not necessary or appropriate in the public interest or for protection of investors, and publish such findings, and the detailed reasons therefor, in the Federal Register.
Such regulations of the above-named agencies, or the reasons for failure to publish such substantially similar regulations to those of the Commission, shall be published in the Federal Register within days of October 28, , and, thereafter, within 60 days of any changes made by the Commission in its relevant regulations and rules.
The Commission is authorized, by order, as it deems necessary or appropriate for the protection of investors to deny, to suspend the effective date of, to suspend for a period not exceeding twelve months, or to revoke the registration of a security, if the Commission finds, on the record after notice and opportunity for hearing, that the issuer, of such security has failed to comply with any provision of this chapter or the rules and regulations thereunder.
No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked pursuant to the preceding sentence.
An order of the Commission under this paragraph shall continue in effect for the period specified by the Commission , and may be extended. Except as provided in subparagraph C , an order of the Commission under this paragraph may not continue in effect for more than 10 business days, including extensions. An order of the Commission under this paragraph may be extended to continue in effect for more than 10 business days if, at the time of the extension, the Commission finds that the emergency still exists and determines that the continuation of the order beyond 10 business days is necessary in the public interest and for the protection of investors to attain an objective described in clause i , ii , or iii of subparagraph A.
In no event shall an order of the Commission under this paragraph continue in effect for more than 30 calendar days. If the actions described in subparagraph A involve a security futures product , the Commission shall consult with and consider the views of the Commodity Futures Trading Commission. The President may direct that action taken by the Commission under paragraph 1 B or paragraph 2 of this subsection shall not continue in effect. No member of a national securities exchange , broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security in contravention of an order of the Commission under this subsection unless such order has been stayed, modified, or set aside as provided in paragraph 5 of this subsection or has ceased to be effective upon direction of the President as provided in paragraph 3.
An order of the Commission pursuant to this subsection shall be subject to review only as provided in section 78y a of this title.
Review shall be based on an examination of all the information before the Commission at the time such order was issued. Prior to taking any action described in paragraph 1 B , the Commission shall consult with and consider the views of the Secretary of the Treasury, the Board of Governors of the Federal Reserve System , and the Commodity Futures Trading Commission , unless such consultation is impracticable in light of the emergency. It shall be unlawful for an issuer , any class of whose securities is registered pursuant to this section or would be required to be so registered except for the exemption from registration provided by subsection g 2 B or g 2 G of this section, by the use of any means or instrumentality of interstate commerce , or of the mails, to issue, either originally or upon transfer, any of such securities in a form or with a format which contravenes such rules and regulations as the Commission may prescribe as necessary or appropriate for the prompt and accurate clearance and settlement of transactions in securities.
The provisions of this subsection shall not apply to variable annuity contracts or variable life policies issued by an insurance company or its separate accounts. This chapter, referred to in subsecs. See References in Text note set out under section 78a of this title. The Securities Act of , referred to in subsec.
For complete classification of this Act to the Code, see section 77a of this title and Tables. The effective date of this subsection, referred to in subsec.
The Agricultural Marketing Act , approved June 15, , as amended, referred to in subsec. For complete classification of this Act to the Code, see section j e of Title 12 and Tables. Section 4 6 of the Securities Act of , referred to in subsec. The Federal Deposit Insurance Act , referred to in subsec. For complete classification of this Act to the Code, see Short Title note set out under section of Title 12 and Tables. A generally. Prior to amendment, subpar.
B generally. Section of Pub. Prior to amendment, par. Prior to amendment, subsec. No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security in which trading is so suspended.
The Commission shall report to the Congress its preliminary findings within six months after June 4, , and its final conclusions and recommendations within one year of such date. C and in provisions following subpar. I and redesignated former subpars. I to K as J to L , respectively. B and struck out the provision for continuation of unlisted trading privileges, which is now incorporated in concluding sentence, and struck out cl.
Act Aug. Act May 27, , amended first par. Amendment by section a 2 of Pub. Amendment by section 2 of Pub. Amendment by Pub.
Amendment by section 3 a , c of Pub. Amendment by act Aug. For transfer of functions of Securities and Exchange Commission , with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. May 24, , 15 F. Please help us improve our site! No thank you. LII U. Code Notes State Regulations prev next. B the terms, position, rights, and privileges of the different classes of securities outstanding;.
C the terms on which their securities are to be, and during the preceding three years have been, offered to the public or otherwise;. D the directors , officers, and underwriters , and each security holder of record holding more than 10 per centum of any class of any equity security of the issuer other than an exempted security , their remuneration and their interests in the securities of, and their material contracts with, the issuer and any person directly or indirectly controlling or controlled by, or under direct or indirect common control with, the issuer;.
F bonus and profit-sharing arrangements;. Will try but We Cannot send mail after failure of installing Exchange update rollup 6. Attempted failover to another host, but that did not succeed. Either there are no alternate host or the delivery did not succeed to all alternate hosts.
Office Office Exchange Server. Not an IT pro? Learn More. Resources for IT Professionals. Sign in. United States English. Ask a question. Quick access. Search related threads. Remove From My Forums. Asked by:. Archived Forums. Small Business Server. Read Sticky Post at the top of the forum.
Sign in to vote. Wednesday, July 18, AM. Errors you have posted returns nothing with any search. Thursday, July 19, AM.
To check what service pack level exchange is at run following command from exchange powershell get-exchangeserver format-list and check the value of AdminDisplayVersion from the output window. Hi Mohitkapoor is exchange standalone installer applicable to SBS ? Friday, July 20, AM.
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